Derek LeightonCompliance Officer, LPL Registered Principal
123 N Wacker Dr Ste 2300, Chicago, IL 60606
With IHT, Derek is responsible for reviewing and implementing the Firm’s Compliance program. These responsibilities include RIA compliance oversight and management of LPL Financial’s compliance requirements. Derek works with our advisors and staff to help ensure compliance requirements and responsibilities are met.
Prior to joining IHT, Derek worked in the Compliance department of LPL Financial. He received both his MBA and undergraduate degree from the University of Wisconsin-Oshkosh.