Lance D. Murray
Lance D. Murray is the Chief Compliance Officer for IHT Wealth Management, LLC and IHT Securities, LLC. He joined IHT in January 2022 and is responsible for the management and implementation of the firms’ overall compliance programs. Lance has over 25 years of compliance experience, including extensive experience in advising firms on broker-dealer and investment adviser compliance best practices.
Prior to joining IHT, Lance was a Managing Director and Chief Compliance Officer for HighTower Advisors LLC and HighTower Securities LLC. At Hightower Lance was responsible for ensuring enterprise-wide compliance programs were effective and efficient in identifying, preventing, detecting, and correcting noncompliance with applicable laws and regulations for multiple investment advisors, insurance agency, state trust and a broker-dealer. During his tenure Hightower completed over 50 acquisitions and successfully grew from $28 Billion in AUM to approximately $110 Billion AUM.
Prior to working at Hightower, Lance served as the Chief Compliance Officer at Terra Nova Financial Corporation, a publicly trading and self-clearing broker-dealer and Optiver US LLC., a high-frequency proprietary trading and market making firm.
He also worked as a consultant at KPMG’s Regulatory Compliance Group and ACA Compliance Group. Lance began his career as a regulator at FINRA.
Lance is series 7 and 24 licensed. He earned a bachelor’s degree in business administration with a concentration in Finance from Boston University.